Search Result

321 - 340 of 1140 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

…

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

…

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

…

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

…

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

…

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

…

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

…

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

…

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

…

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

…

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…