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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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