Search Result

321 - 340 of 981 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'