Search Result

321 - 340 of 1100 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts