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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments