Search Result

301 - 320 of 952 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

LR App 2.1

As Published: 2005

LR App 2.1

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PR App 1.1

As Published: 2005

PR App 1.1

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)