Search Result

281 - 300 of 837 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company