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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

PR App 1.1

As Published: 2005

PR App 1.1

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising