Search Result

281 - 300 of 851 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

LR 14.1 Application

As Published: 2005

LR 14.1 Application

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application