Search Result

261 - 280 of 967 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement