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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

APER 1.1A Application

As Published: 2013

APER 1.1A Application

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping