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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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