Search Result

201 - 220 of 1127 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 1.1 Application

As Published: 2005

REC 1.1 Application

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference