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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

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SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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