Search Result

181 - 200 of 851 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees