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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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