Search Result

701 - 720 of 1146 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others