Search Result

141 - 160 of 957 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PR App 3.1

As Published: 2005

PR App 3.1

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information