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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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