Search Result

481 - 500 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool