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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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