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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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