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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices