Search Result

81 - 100 of 1146 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PR App 1.1

As Published: 2005

PR App 1.1

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 2.11

As Published: 2007

PERG 2.11

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability