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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

…

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

…

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REC 3.14 Products, services and normal hours of operation

SUP App 3.9 Mapping of MiFID, CRD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 8.4 Investment and borrowing powers

PERG 11.2 Guidance on property investment clubs

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

LR 3.3 Shares

CREDS 2.2 General provisions

MCOB 5.6 Content of illustrations

COLL 6.3 Valuation and pricing

PERG 2.11

APER 4.1 Statement of Principle 1

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PR 3.4 Supplementary prospectus

SUP 16.12 Integrated Regulatory Reporting

LR 3.4 Debt and other securities

PERG 16.5 How AIFMD affects other regulated activities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 5.4A Transfer between listing categories: Equity shares

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs