Search Result

641 - 660 of 991 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance