Search Result

561 - 580 of 797 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers