Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PRIN 3.3 Where?

MAR 4.1 Application and Purpose

PERG 8.26 The investment must be a particular investment

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

MAR 4.4 Exceptions

SUP 11.4 Requirements on firms

SUP 9.4 Reliance on individual guidance

DISP 2.1 Purpose, interpretation and application

IFPRU 6.2 Guidance on market risk

PERG 8.6 Communicate

BIPRU 3.5 Simplified method of calculating risk weights

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PR 3.1 Approval of prospectus

BIPRU 2.1 Solo consolidation

GEN 6.1 Payment of financial penalties

SYSC 9.1 General rules on record-keeping

SUP 11.2 Purpose

REC 4.2 The supervisory relationship with UK recognised bodies

REC 4.2B Exercise of passport rights by a UK RIE