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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

…

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

…

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

…

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

…

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

…

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

…

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

…

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

…

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