Search Result

401 - 420 of 484 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares