Search Result

301 - 320 of 973 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms