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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing