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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

LR App 2.1

As Published: 2005

LR App 2.1

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

IFPRU 4.13 Settlement risk

As Published: 2014

IFPRU 4.13 Settlement risk