Search Result

661 - 680 of 703 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution