Search Result

401 - 420 of 1167 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds