Search Result

361 - 380 of 1178 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions