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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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Similar To

GEN 2.2 Interpreting the Handbook

GEN 1.3 Emergency

REC 6.2 Applications

SUP 15.2 Purpose

PERG 13.4 Financial Instruments

REC 2.8 Settlement and clearing facilitation services

SYSC 13.3 Other related Handbook sections

SYSC 13.5 Risk management terms

SYSC 13.10 Insurance

BIPRU 1.4 Actions for damages

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading