Search Result

301 - 320 of 707 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

PR App 3.1

As Published: 2005

PR App 3.1

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles