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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information