Search Result

161 - 180 of 1109 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR App 1.1

As Published: 2005

PR App 1.1

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

PERG 2.11

As Published: 2007

PERG 2.11

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary