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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PR App 1.1

As Published: 2005

PR App 1.1

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions