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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

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