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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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LR 5.1 Suspending listing

COBS 11.6 Use of dealing commission

LR 5.3 Requests to cancel or suspend

IFPRU 4.10 Validation

LR 13.5 Financial information in Class 1 Circulars

LR 5.4 Restoring listing

CASS 9.3 Prime brokerage agreement disclosure annex

BIPRU 3.5 Simplified method of calculating risk weights

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 17.1 Application

SUP 13A.2 EEA firms and Treaty firms

COBS 3.2 Clients

MCOB 2.1 Application

LR 9.8 Annual financial report

CASS 5.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

COBS 14.2 Providing product information to clients

LR 5.5 Miscellaneous