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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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APER 1.1A Application

As Published: 2013

APER 1.1A Application

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PERG 2.11

As Published: 2007

PERG 2.11

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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