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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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LR 13.2 Approval of circulars

LR 5.1 Suspending listing

CASS 1A.2 CASS firm classification

COBS 20.1 Application

LR 5.3 Requests to cancel or suspend

IFPRU 4.10 Validation

LR 5.4 Restoring listing

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

LR App 2.1

DISP App 3.9 Other matters concerning redress

LR 7.1 Application and purpose

MCOB 7.6 Mortgages: event-driven information

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

BIPRU 13.4 CCR mark to market method

COLL 5.5 Cash, borrowing, lending and other provisions

MCOB 2.7 Application to electronic media and distance communications

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading