Search Result

601 - 620 of 726 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

…

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

…

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

…

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

…

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

…

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

…

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

…

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…