Search Result

481 - 500 of 734 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

As Published: 2013

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities