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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls