Search Result

481 - 500 of 724 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary