Search Result

461 - 480 of 1089 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PR App 1.1

As Published: 2005

PR App 1.1

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions